International Center for Captive Insurance Education


Business Ethics in the Captive Insurance Industry


5 CPE credits are available for the the successful completion of this course.

Corporate ethics is taking on increased prominence at U.S. companies. The Enron scandal -- the largest corporate bankruptcy in U.S. history -- and the failures of the accounting profession to provide fair warning of the company's problems, as well as questionable accounting practices reported in a number of large companies has resulted in significant changes to corporate governance. With passage of the Sarbanes-Oxley Act of 2002 in response to these heightened concerns about ethical practices in leading American firms, how will it impact the captive insurance industry – and what should managers and staff in the industry need to know and practice to demonstrate high ethical standards?

This course focuses on legal and ethical issues related to business practices in the captive insurance industry. Through scenarios, case studies, and readings, participants will:


In addition to self-paced reading and assignment work, students will be required to attend three webconference sessions and complete two weeks of follow up assignments.  No prerequisite required. 


Fall 2016 Offering Course begins September 2016

Online Course - Group-Internet-Live

Instructors: Kevin Doherty and Jeff Simpson

Registration Deadline: August 31, 2016

Webconference one, Wednesday, September 7th, 2:30 - 3:45 p.m. Eastern Time
Webconference two, Wednesday, September 14th, 2:30 - 3:45 p.m. Eastern Time

Webconference three, Wednesday, September 21st, 2:30 - 3:45 p.m. Eastern Time


For further details please contact at ICCIE at 802-651-9050.

To see when this course will be taught again go to the course schedule page


International Center for Captive Insurance Education (ICCIE) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

In accordance with the standards of the National Registry of CPE Sponsors, CPE credits have been granted based on a 50-minute hour.